The Act

Regulated Activities
2 - Dealing in mortgages

Licences
7 - Brokerage licence
8 - Mortgage broker's licence
9 - Mortgage agent’s licence

The Licensing Process
14 - Issuance of licence
15 - Amendment of licence
16 - Renewal of mortgage broker’s or agent’s licence
18 - Suspension by Superintendent
19 - Revocation of licence
20 - Surrender of licence
21 - Superintendent’s proposal to refuse application, etc

Regulation and Enforcement
29 - Requirement to submit information, etc.
38 - Administrative Penalties
39 - General administrative penalties

Ontario Regulation 188/08 - Mortgage Brokerages: Standards of Practice

Standards of Practice
4 - Standards of practice

Managing the Brokerage
42 - Duty to have insurance

Ontario Regulation 192/08 - Administrative Penalties

General Administrative Penalties
3 - Criteria for determining amount of penalty

Ontario Regulation 409/07 - Mortgage Brokers and Agents: Licensing

Issuance of Mortgage Agent’s Licences
5 - Eligibility criteria, mortgage agent’s licence

Unsuitability For Licence
10 - Criteria re individual not suitable